0001437749-21-005719.txt : 20210311 0001437749-21-005719.hdr.sgml : 20210311 20210311165847 ACCESSION NUMBER: 0001437749-21-005719 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210309 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Mark Hakjoon CENTRAL INDEX KEY: 0001463314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 21734013 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml MARK LEE X0306 4 2021-03-09 0000861842 CATHAY GENERAL BANCORP CATY 0001463314 Lee Mark Hakjoon 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP, Chief Credit Officer Common Stock 2021-03-09 4 M 0 4566 0 A 4834 D Common Stock 2021-03-09 4 F 0 1577 42.26 D 3257 D Restricted Stock Units 2021-03-09 4 M 0 4566 0 D Common Stock 4566 0 D The Reporting Person previously reported the award of 4,566 shares of restricted stock units on Form 4 filed March 13, 2018. Such restricted stock units were fully vested on March 9, 2021. Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. /s/ Georgia Lo, attorney-in-fact 2021-03-11