0001437749-21-005199.txt : 20210305
0001437749-21-005199.hdr.sgml : 20210305
20210305183856
ACCESSION NUMBER: 0001437749-21-005199
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210303
FILED AS OF DATE: 20210305
DATE AS OF CHANGE: 20210305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Mark Hakjoon
CENTRAL INDEX KEY: 0001463314
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 21720062
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
MARK LEE
X0306
4
2021-03-03
0000861842
CATHAY GENERAL BANCORP
CATY
0001463314
Lee Mark Hakjoon
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP, Chief Credit Officer
Common Stock
268
D
Restricted Stock Units
2021-03-03
4
A
0
1601
0
A
Common Stock
1601
1601
D
Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting.
On March 3, 2021, the Issuer granted the Reporting Person 1,601 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer.
/s/ Georgia Lo, attorney-in-fact
2021-03-05