0001437749-21-005199.txt : 20210305 0001437749-21-005199.hdr.sgml : 20210305 20210305183856 ACCESSION NUMBER: 0001437749-21-005199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210303 FILED AS OF DATE: 20210305 DATE AS OF CHANGE: 20210305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Mark Hakjoon CENTRAL INDEX KEY: 0001463314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 21720062 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml MARK LEE X0306 4 2021-03-03 0000861842 CATHAY GENERAL BANCORP CATY 0001463314 Lee Mark Hakjoon 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP, Chief Credit Officer Common Stock 268 D Restricted Stock Units 2021-03-03 4 A 0 1601 0 A Common Stock 1601 1601 D Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. On March 3, 2021, the Issuer granted the Reporting Person 1,601 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. /s/ Georgia Lo, attorney-in-fact 2021-03-05