0001437749-21-004863.txt : 20210303
0001437749-21-004863.hdr.sgml : 20210303
20210303165109
ACCESSION NUMBER: 0001437749-21-004863
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHENG DUNSON K
CENTRAL INDEX KEY: 0001185628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 21709927
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
DUNSON CHENG
X0306
4
2021-03-01
0000861842
CATHAY GENERAL BANCORP
CATY
0001185628
CHENG DUNSON K
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
Executive Chairman
Common Stock
405577
I
Husband & Wife Trust
Common Stock
182452
I
Nonmarital Share Trust
Common Stock
102896
I
By ESOP
Common Stock
2021-03-01
4
M
0
2012
0
A
76595
D
Common Stock
2021-03-01
4
F
0
705
39.49
D
75890
D
Common Stock
2021-03-01
4
M
0
3555
0
A
79445
D
Common Stock
2021-03-01
4
F
0
1230
39.49
D
78215
D
Restricted Stock Units
2021-03-01
4
M
0
2012
0
D
2021-03-01
Common Stock
2012
0
D
Restricted Stock Units
2021-03-01
4
M
0
3555
0
D
2021-03-01
Common Stock
3555
3554
D
Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
On March 1, 2018, the Issuer awarded 6,038 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,013 restricted stock units vested on March 1, 2019, the second installment of 2,013 restricted stock units vested on March 2, 2020, and the last installment of 2,012 restricted stock units vested on March 1, 2021.
On March 1, 2019, the Issuer awarded 10,664 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 3,555 restricted stock units vested on March 2, 2020, the second installment of 3,555 restricted stock units vested on March 1, 2021, and the last installment of 3,554 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control.
/s/ Georgia Lo, attorney-in-fact
2021-03-03