0001437749-21-002034.txt : 20210204 0001437749-21-002034.hdr.sgml : 20210204 20210204194515 ACCESSION NUMBER: 0001437749-21-002034 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG ANTHONY M CENTRAL INDEX KEY: 0001185633 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 21592831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 rdgdoc.xml ANTHONY TANG X0306 5 2020-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185633 TANG ANTHONY M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 Vice Chairman Common Stock 2020-03-12 5 J 0 4414.21 21.29750 A 318717.669 I By spouse Common Stock 2020-06-12 5 J 0 3649.51 26.135 A 318717.669 I By spouse Common Stock 2020-09-11 5 J 0 4172.559 23.13 A 318717.669 I By spouse Common Stock 2020-12-11 5 J 0 3218.32 30.39 A 318717.669 I By spouse Common Stock 2020-03-16 5 J 0 1489.855 21.3087 A 107645.978 I By ESOP Common Stock 2020-06-17 5 J 0 1147.70 28.0721 A 107645.978 I By ESOP Common Stock 2020-09-17 5 J 0 1385.226 23.5073 A 107645.978 I By ESOP Common Stock 2020-12-18 5 J 0 1060.25 31.1266 A 107645.978 I By ESOP Common Stock 300000 I YFO Investments, spouse is a beneficiary Common Stock 244911 D Dividend Reinvestment. ESOP DR earnings allocation. /s/ Georgia Lo, attorney-in-fact 2021-02-04