0001437749-20-024943.txt : 20201207 0001437749-20-024943.hdr.sgml : 20201207 20201207163828 ACCESSION NUMBER: 0001437749-20-024943 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201203 FILED AS OF DATE: 20201207 DATE AS OF CHANGE: 20201207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAN KELLY L CENTRAL INDEX KEY: 0001185626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 201373150 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml KELLY CHAN X0306 4 2020-12-03 0000861842 CATHAY GENERAL BANCORP CATY 0001185626 CHAN KELLY L 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 10557 I By spouse Common Stock 74206 I Kelly & Barbara Chan Living Trust Common Stock 30596 I Partner - Chansons Properties Common Stock 48368 I Trustee - Daryl Michael Chan Living Trust Common Stock 2020-12-03 4 G 0 2000 0 D 83855 D On April 15, 2019 and May 27, 2020, 2,116 and 3,111 shares of common stock of Cathay General Bancorp respectively were transferred from direct ownership to Kelly & Barbara Chan Living Trust as indirect ownership, without the payment of any consideration. /s/ Georgia Lo, attorney-in-fact 2020-12-07