0001437749-20-018763.txt : 20200826 0001437749-20-018763.hdr.sgml : 20200826 20200826170632 ACCESSION NUMBER: 0001437749-20-018763 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200824 FILED AS OF DATE: 20200826 DATE AS OF CHANGE: 20200826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Richard CENTRAL INDEX KEY: 0001706290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 201137958 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml RICHARD SUN X0306 4 2020-08-24 0000861842 CATHAY GENERAL BANCORP CATY 0001706290 Sun Richard 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 1100 I By spouse Common Stock 1000 D Common Stock 8833 I By Sun Trust Common Stock 2020-08-24 4 P 0 5100 25 A 13315 I By JKLM Limited Partnership Common Stock 2020-08-24 4 P 0 2000 25 A 3500 I by Ivy Sun Separate Trust Common Stock 2020-08-24 4 P 0 2200 25 A 4700 I by RIS Family Limited Partnership Common Stock 1600 I by Michael Sun Trust Common Stock 1500 I by Lin-Chih Corporation /s/ Georgia Lo, attorney-in-fact 2020-08-26