0001437749-20-016919.txt : 20200806 0001437749-20-016919.hdr.sgml : 20200806 20200806172236 ACCESSION NUMBER: 0001437749-20-016919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200804 FILED AS OF DATE: 20200806 DATE AS OF CHANGE: 20200806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Richard CENTRAL INDEX KEY: 0001706290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 201082854 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml RICHARD SUN X0306 4 2020-08-04 0000861842 CATHAY GENERAL BANCORP CATY 0001706290 Sun Richard 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 1100 I By spouse Common Stock 1000 D Common Stock 2020-08-04 4 P 0 2000 30 A 8833 I By Sun Trust Common Stock 2020-08-04 4 P 0 5000 30 A 8215 I By JKLM Limited Partnership Common Stock 2020-08-04 4 P 0 1500 30 A 1500 I by Ivy Sun Separate Trust Common Stock 2020-08-04 4 P 0 2500 30 A 2500 I by RIS Family Limited Partnership Common Stock 2020-08-04 4 P 0 1600 30 A 1600 I by Michael Sun Trust Common Stock 2020-08-04 4 P 0 1500 30 A 1500 I by Lin-Chih Corporation On June 9, 2020, 3,111 shares of common stock of Cathay General Bancorp were transferred to the Sun Trust as indirect ownership, without the payment of any consideration. /s/ Georgia Lo, attorney-in-fact 2020-08-06