0001437749-20-009638.txt : 20200506 0001437749-20-009638.hdr.sgml : 20200506 20200506180532 ACCESSION NUMBER: 0001437749-20-009638 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200504 FILED AS OF DATE: 20200506 DATE AS OF CHANGE: 20200506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERNANDEZ FELIX S CENTRAL INDEX KEY: 0001564700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 20853884 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml FELIX FERNANDEZ X0306 4 2020-05-04 0000861842 CATHAY GENERAL BANCORP CATY 0001564700 FERNANDEZ FELIX S 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 9907 I Felix & Katherine Fernandez Trust Common Stock 2020-05-04 4 A 0 3111 0 A 3111 D On April 1, 2020, 2,116 shares of common stock of Cathay General Bancorp were transferred from Felix S. Fernandez as direct ownership to the Felix and Katherine Fernandez Trust as indirect ownership, without the payment of any consideration. Grant of fully vested common stock of CATY. /s/ Georgia Lo, attorney-in-fact 2020-05-06