0001437749-20-007162.txt : 20200403
0001437749-20-007162.hdr.sgml : 20200403
20200403173606
ACCESSION NUMBER: 0001437749-20-007162
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200401
FILED AS OF DATE: 20200403
DATE AS OF CHANGE: 20200403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Lisa L.
CENTRAL INDEX KEY: 0001738532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 20774968
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
LISA KIM
X0306
4
2020-04-01
0000861842
CATHAY GENERAL BANCORP
CATY
0001738532
Kim Lisa L.
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP, General Counsel
Common Stock
2020-04-01
4
M
0
2825
0
A
3253
D
Common Stock
2020-04-01
4
M
0
5469
0
A
8722
D
Common Stock
2020-04-01
4
M
0
2734
0
A
11456
D
Common Stock
2020-04-01
4
F
0
3815
21.68
D
7641
D
Restricted Stock Units
2020-04-01
4
M
0
1730
0
D
Common Stock
0
0
D
Restricted Stock Units
2020-04-01
4
M
0
3324
0
D
Common Stock
0
0
D
Restricted Stock Units
2020-04-01
4
M
0
1662
0
D
Common Stock
0
0
D
Of the previously reported target award of 1,730 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 3,324 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 1,662 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016.
Performance-based restricted stock units vested on December 31, 2019.
/s/ Georgia Lo, attorney-in-fact
2020-04-03