0001437749-20-006685.txt : 20200331
0001437749-20-006685.hdr.sgml : 20200331
20200331180355
ACCESSION NUMBER: 0001437749-20-006685
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200327
FILED AS OF DATE: 20200331
DATE AS OF CHANGE: 20200331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tai Pin
CENTRAL INDEX KEY: 0001577235
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 20763123
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
PIN TAI
X0306
4
2020-03-27
0000861842
CATHAY GENERAL BANCORP
CATY
0001577235
Tai Pin
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
CEO
Common Stock
925
I
By ESOP
Common Stock
2020-03-27
4
M
0
1297
0
A
57411
D
Restricted Stock Units
2020-03-27
4
M
0
1297
0
D
2020-03-27
Common Stock
1297
0
D
Includes 13.244 shares acquired through dividend reinvestment year-to-date.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
On March 27, 2017, the Issuer awarded 3,893 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units vested on March 27, 2020.
/s/ Georgia Lo, attorney-in-fact
2020-03-31