0001437749-20-004373.txt : 20200304
0001437749-20-004373.hdr.sgml : 20200304
20200304201442
ACCESSION NUMBER: 0001437749-20-004373
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200302
FILED AS OF DATE: 20200304
DATE AS OF CHANGE: 20200304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tai Pin
CENTRAL INDEX KEY: 0001577235
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 20689212
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
PIN TAI
X0306
4
2020-03-02
0000861842
CATHAY GENERAL BANCORP
CATY
0001577235
Tai Pin
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
CEO
Common Stock
912
I
By ESOP
Common Stock
2020-03-02
4
M
0
1673
0
A
53396
D
Common Stock
2020-03-02
4
M
0
2718
0
A
56114
D
Restricted Stock Units
2020-03-02
4
M
0
1673
0
D
2020-03-02
Common Stock
1673
1673
D
Restricted Stock Units
2020-03-02
4
M
0
2718
0
D
2020-03-02
Common Stock
2718
5436
D
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
On March 1, 2018, the Issuer awarded 5,021 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,675 restricted stock units vested on March 1, 2019, the second installment of 1,673 restricted stock units vested on March 2, 2020, and the last installment of 1,673 restricted stock units will vest on March 1, 2021, or earlier in the event of death, disability, retirement, or change in control.
On March 1, 2019, the Issuer awarded 8,154 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,718 restricted stock units vested on March 2, 2020, and, subject to continued employment, the second installment of 2,718 restricted stock units will vest on March 1, 2021, and the last installment of 2,718 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control.
/s/ Georgia Lo, attorney-in-fact
2020-03-04