0001437749-20-004369.txt : 20200304
0001437749-20-004369.hdr.sgml : 20200304
20200304195332
ACCESSION NUMBER: 0001437749-20-004369
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200302
FILED AS OF DATE: 20200304
DATE AS OF CHANGE: 20200304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHENG DUNSON K
CENTRAL INDEX KEY: 0001185628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 20689169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
DUNSON CHENG
X0306
4
2020-03-02
0000861842
CATHAY GENERAL BANCORP
CATY
0001185628
CHENG DUNSON K
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
Executive Chairman
Common Stock
435577
I
Husband & Wife Trust
Common Stock
182452
I
Nonmarital Share Trust
Common Stock
102898
I
By ESOP
Common Stock
2020-03-02
4
M
0
2013
0
A
45028
D
Common Stock
2020-03-02
4
F
0
697
32.13
D
44331
D
Common Stock
2020-03-02
4
M
0
3555
0
A
47886
D
Common Stock
2020-03-02
4
F
0
1230
32.13
D
46656
D
Restricted Stock Units
2020-03-02
4
M
0
2013
0
D
2020-03-02
Common Stock
2013
2012
D
Restricted Stock Units
2020-03-02
4
M
0
3555
0
D
2020-03-02
Common Stock
3555
7109
D
Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
On March 1, 2018, the Issuer awarded 6,038 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,013 restricted stock units vested on March 1, 2019, the second installment of 2,013 restricted stock units vested on March 2, 2020, and the last installment of 2,012 restricted stock units will vest on March 1, 2021, or earlier in the event of death, disability, retirement, or change in control.
On March 1, 2019, the Issuer awarded 10,664 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 3,555 restricted stock units vested on March 2, 2020, the second installment of 3,555 restricted stock units will vest on March 1, 2021, and the last installment of 3,554 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control.
/s/ Georgia Lo, attorney-in-fact
2020-03-04