0001437749-20-002639.txt : 20200213 0001437749-20-002639.hdr.sgml : 20200213 20200213182608 ACCESSION NUMBER: 0001437749-20-002639 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG ANTHONY M CENTRAL INDEX KEY: 0001185633 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 20612699 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 rdgdoc.xml ANTHONY TANG X0306 5 2019-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185633 TANG ANTHONY M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 Vice Chairman Common Stock 2019-03-14 5 J 0 2493.943 36.43 A 303263.071 I By spouse Common Stock 2019-06-13 5 J 0 2640.94 34.6950 A 303263.071 I By spouse Common Stock 2019-09-13 5 J 0 2581.573 35.81 A 303263.071 I By spouse Common Stock 2019-12-12 5 J 0 2468.14 37.78 A 303263.071 I By spouse Common Stock 2019-03-15 5 J 0 842.661 36.4476 A 102566.015 I By ESOP Common Stock 2019-06-14 5 J 0 902 34.3227 A 102566.015 I By ESOP Common Stock 2019-09-16 5 J 0 876.6030 35.6375 A 102566.015 I By ESOP Common Stock 2019-12-13 5 J 0 832.113 37.874 A 102566.015 I By ESOP Common Stock 300000 I YFO Investments, spouse is a beneficiary Common Stock 250122 D Dividend Reinvestment. ESOP DR earnings allocation. /s/ Georgia Lo, attorney-in-fact 2020-02-13