0001437749-19-004833.txt : 20190313 0001437749-19-004833.hdr.sgml : 20190313 20190313193805 ACCESSION NUMBER: 0001437749-19-004833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190311 FILED AS OF DATE: 20190313 DATE AS OF CHANGE: 20190313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Lisa L. CENTRAL INDEX KEY: 0001738532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 19679480 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml LISA KIM X0306 4 2019-03-11 0000861842 CATHAY GENERAL BANCORP CATY 0001738532 Kim Lisa L. 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP, General Counsel Common Stock 2019-03-11 4 M 0 453 A 7190 D Common Stock 2019-03-11 4 F 0 157 36.53 D 7033 D Restricted Stock Units 2019-03-11 4 M 0 453 0 D Common Stock 453 0 D Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II. Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. The Reporting Person previously reported the award of 453 shares of restricted stock units on Form 3 filed April 26, 2018. Such restricted stock units vested in full on the date of the grant, and shares of common stock distributed on the first anniversary of the date of the grant. /s/ Georgia Lo, attorney-in-fact 2019-03-13