0001437749-19-004823.txt : 20190313 0001437749-19-004823.hdr.sgml : 20190313 20190313192532 ACCESSION NUMBER: 0001437749-19-004823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190311 FILED AS OF DATE: 20190313 DATE AS OF CHANGE: 20190313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN HENG W CENTRAL INDEX KEY: 0001207193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 19679455 MAIL ADDRESS: STREET 1: C/O CATHAY BANCORP, INC. STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml HENG CHEN X0306 4 2019-03-11 0000861842 CATHAY GENERAL BANCORP CATY 0001207193 CHEN HENG W 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP/CFO Common Stock 2019-03-11 4 M 0 985 A 112028 D Common Stock 2019-03-11 4 F 0 341 36.53 D 111687 D Restricted Stock Units 2019-03-11 4 M 0 985 0 D Common Stock 985 0 D Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II. Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. The Reporting Person previously reported the award of 964 restricted stock units, based on a closing stock price as of March 9, 2018, on Form 4 filed March 13, 2018. The actual number of restricted stock units issued was 985 based on a closing stock price as of March 8, 2018. In addition, such restricted stock units actually vested in full on the date of grant, with the shares of common stock to be distributed on the first anniversary of the date of the grant or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. /s/ Georgia Lo, attorney-in-fact 2019-03-13