0001437749-19-004121.txt : 20190305
0001437749-19-004121.hdr.sgml : 20190305
20190305184601
ACCESSION NUMBER: 0001437749-19-004121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190305
DATE AS OF CHANGE: 20190305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Lisa L.
CENTRAL INDEX KEY: 0001738532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 19660499
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
LISA KIM
X0306
4
2019-03-01
0000861842
CATHAY GENERAL BANCORP
CATY
0001738532
Kim Lisa L.
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP, General Counsel
Common Stock
2019-03-01
4
M
0
5971
0
A
8793
D
Common Stock
2019-03-01
4
F
0
2056
38.36
D
6737
D
Restricted Stock Units
2019-03-01
4
M
0
3706
0
D
Common Stock
3706
0
D
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 3 filed by the Reporting Person with the Securities and Exchange Commission on April 26, 2018.
Of the previously reported target award of 3,706 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Performance-based restricted stock units vested on December 31, 2018.
Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
/s/ Georgia Lo, attorney-in-fact
2019-03-05