0001437749-19-004121.txt : 20190305 0001437749-19-004121.hdr.sgml : 20190305 20190305184601 ACCESSION NUMBER: 0001437749-19-004121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Lisa L. CENTRAL INDEX KEY: 0001738532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 19660499 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml LISA KIM X0306 4 2019-03-01 0000861842 CATHAY GENERAL BANCORP CATY 0001738532 Kim Lisa L. 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP, General Counsel Common Stock 2019-03-01 4 M 0 5971 0 A 8793 D Common Stock 2019-03-01 4 F 0 2056 38.36 D 6737 D Restricted Stock Units 2019-03-01 4 M 0 3706 0 D Common Stock 3706 0 D Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 3 filed by the Reporting Person with the Securities and Exchange Commission on April 26, 2018. Of the previously reported target award of 3,706 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Performance-based restricted stock units vested on December 31, 2018. Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. /s/ Georgia Lo, attorney-in-fact 2019-03-05