0001437749-19-004113.txt : 20190305
0001437749-19-004113.hdr.sgml : 20190305
20190305183535
ACCESSION NUMBER: 0001437749-19-004113
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190305
DATE AS OF CHANGE: 20190305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tai Pin
CENTRAL INDEX KEY: 0001577235
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 19660434
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
PIN TAI
X0306
4
2019-03-01
0000861842
CATHAY GENERAL BANCORP
CATY
0001577235
Tai Pin
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
CEO & President
Common Stock
885.75
I
By ESOP
Common Stock
2019-03-01
4
M
0
12758
0
A
53742
D
Common Stock
2019-03-01
4
F
0
4412
38.36
D
49330
D
Common Stock
2019-03-01
4
M
0
1675
0
A
51005
D
Common Stock
2019-03-01
4
F
0
580
38.36
D
50425
D
Restricted Stock Units
2019-03-01
4
M
0
7918
0
D
Common Stock
7918
0
D
Restricted Stock Units
2019-03-01
4
M
0
1675
0
D
2019-03-01
Common Stock
1675
3349
D
Restricted Stock Units
2019-03-01
4
A
0
8154
0
A
Common Stock
8154
8154
D
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015.
Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
Of the previously reported target award of 7,918 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Performance-based restricted stock units vested on December 31, 2018.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
Reporting Person was granted 5,024 restricted stock units on March 1, 2018, with a vesting schedule of 3 annual equal installments beginning March 1, 2019, or earlier in the event of death, disability, retirement, or change in control.
These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2020, or earlier in the event of death, disability, retirement, or change in control.
/s/ Georgia Lo, attorney-in-fact
2019-03-05