0001437749-19-004111.txt : 20190305
0001437749-19-004111.hdr.sgml : 20190305
20190305183312
ACCESSION NUMBER: 0001437749-19-004111
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190305
DATE AS OF CHANGE: 20190305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHENG DUNSON K
CENTRAL INDEX KEY: 0001185628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 19660415
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
DUNSON CHENG
X0306
4
2019-03-01
0000861842
CATHAY GENERAL BANCORP
CATY
0001185628
CHENG DUNSON K
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
Executive Chairman
Common Stock
435577
I
Husband & Wife Trust
Common Stock
182452
I
Nonmarital Share Trust
Common Stock
102904
I
By ESOP
Common Stock
2019-03-01
4
M
0
30392
0
A
72753
D
Common Stock
2019-03-01
4
F
0
13437
38.36
D
59316
D
Common Stock
2019-03-01
4
M
0
2013
0
A
61329
D
Common Stock
2019-03-01
4
F
0
999
38.36
D
60330
D
Restricted Stock Units
2019-03-01
4
M
0
18862
0
D
Common Stock
18862
0
D
Restricted Stock Units
2019-03-01
4
M
0
2013
0
D
2019-03-01
Common Stock
2013
4025
D
Restricted Stock Units
2019-03-01
4
A
0
10664
0
A
Common Stock
10664
10664
D
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015.
Of the previously reported target award of 18,862 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Performance-based restricted stock units vested on December 31, 2018.
Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
Reporting Person was granted 6,038 restricted stock units on March 1, 2018, with a vesting schedule of 3 annual equal installments beginning March 1, 2019, or earlier in the event of death, disability, retirement, or change in control.
These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2020, or earlier in the event of death, disability, retirement, or change in control.
/s/ Georgia Lo, attorney-in-fact
2019-03-05