0001437749-19-000231.txt : 20190103
0001437749-19-000231.hdr.sgml : 20190103
20190103173435
ACCESSION NUMBER: 0001437749-19-000231
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190102
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Lisa L.
CENTRAL INDEX KEY: 0001738532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 19507232
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
LISA KIM
X0306
4
2019-01-02
0000861842
CATHAY GENERAL BANCORP
CATY
0001738532
Kim Lisa L.
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP, General Counsel
Common Stock
2019-01-02
4
M
0
3413
0
A
4218
D
Common Stock
2019-01-02
4
F
0
1396
33.53
D
2822
D
Restricted Stock Units
2019-01-02
4
M
0
3951
0
D
Common Stock
3951
0
D
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 3 filed by the Reporting Person with the Securities and Exchange Commission on April 26, 2018.
Of the previously reported target award of 3,951 shares of performance-based restricted stock units, 80% of the target award was earned based upon the achievement of certain performance criteria.
Performance-based restricted stock units vested on December 31, 2018.
Shares withheld by the Registrant to satisfy tax withholding requirements on vesting of restricted stock units, based on closing price on December 31, 2018.
/s/ Georgia Lo, attorney-in-fact
2019-01-03