0001437749-19-000221.txt : 20190103
0001437749-19-000221.hdr.sgml : 20190103
20190103172432
ACCESSION NUMBER: 0001437749-19-000221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190102
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHEN HENG W
CENTRAL INDEX KEY: 0001207193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 19507076
MAIL ADDRESS:
STREET 1: C/O CATHAY BANCORP, INC.
STREET 2: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
HENG CHEN
X0306
4
2019-01-02
0000861842
CATHAY GENERAL BANCORP
CATY
0001207193
CHEN HENG W
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP/CFO
Common Stock
2019-01-02
4
M
0
6812
0
A
105830
D
Common Stock
2019-01-02
4
F
0
2583
33.53
D
103247
D
Restricted Stock Units
2019-01-02
4
M
0
7885
0
D
Common Stock
7885
0
D
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015.
Of the previously reported target award of 7,885 shares of performance-based restricted stock units, 80% of the target award was earned based upon the achievement of certain performance criteria.
Performance-based restricted stock units vested on December 31, 2018.
Shares withheld by the Registrant to satisfy tax withholding requirements on vesting of restricted stock units, based on closing price on December 31, 2018.
/s/ Georgia Lo, attorney-in-fact
2019-01-03