0001437749-19-000214.txt : 20190103 0001437749-19-000214.hdr.sgml : 20190103 20190103171656 ACCESSION NUMBER: 0001437749-19-000214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190103 DATE AS OF CHANGE: 20190103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tai Pin CENTRAL INDEX KEY: 0001577235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 19506920 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml PIN TAI X0306 4 2019-01-02 0000861842 CATHAY GENERAL BANCORP CATY 0001577235 Tai Pin 777 NORTH BROADWAY LOS ANGELES CA 90012 1 CEO & President Common Stock 885.75 I By ESOP Common Stock 2019-01-02 4 M 0 7294 0 A 40984 D Restricted Stock Units 2019-01-02 4 M 0 8443 0 D Common Stock 8443 0 D Includes 22.338 shares acquired through dividend reinvestment year-to-date. Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Of the previously reported target award of 8,443 shares of performance-based restricted stock units, 80% of the target award was earned based upon the achievement of certain performance criteria. Performance-based restricted stock units vested on December 31, 2018. /s/ Georgia Lo, attorney-in-fact 2019-01-03