0001437749-18-022557.txt : 20181226 0001437749-18-022557.hdr.sgml : 20181226 20181226060914 ACCESSION NUMBER: 0001437749-18-022557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181220 FILED AS OF DATE: 20181226 DATE AS OF CHANGE: 20181226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAN KELLY L CENTRAL INDEX KEY: 0001185626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 181251191 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml FORM 4 X0306 4 2018-12-20 0000861842 CATHAY GENERAL BANCORP CATY 0001185626 CHAN KELLY L 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 10557 I By spouse Common Stock 69579 I Kelly & Barbara Chan Living Trust Common Stock 30596 I Partner - Chansons Properties Common Stock 2018-12-21 4 J 0 200000 0 D 0 I Trustee - WHFC Grandchildren's Sprinkling Trust Common Stock 2018-12-20 4 J 0 19578 0 A 33368 I Trustee - Daryl Michael Chan Living Trust Common Stock 86830 D Common Stock 2018-12-21 4 J 0 25000 0 A 58368 I Trustee - Daryl Michael Chan Living Trust On December 20, 2018, the Daryl Michael Chan Living Trust received a distribution of 19,578 shares of common stock of Cathay General Bancorp, without the payment of any consideration, from another trust as a beneficiary of that trust. On December 21, 2018, 200,000 shares of common stock of Cathay General Bancorp were distributed by the WHFC Granchildren's Sprinkling Trust, for no consideration, to its beneficiaries and the trust was terminated. On December 21, 2018, the Daryl Michael Chan Living Trust received a distribution of 25,000 shares of common stock of Cathay General Bancorp, without the payment of any consideration, from the WHFC Grandchildren's Sprinkling Trust as a beneficiary of that trust. /s/ Georgia Lo, attorney-in-fact 2018-12-26