0001437749-18-005812.txt : 20180329
0001437749-18-005812.hdr.sgml : 20180329
20180329132138
ACCESSION NUMBER: 0001437749-18-005812
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180327
FILED AS OF DATE: 20180329
DATE AS OF CHANGE: 20180329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tai Pin
CENTRAL INDEX KEY: 0001577235
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 18722067
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
PIN TAI
X0306
4
2018-03-27
0000861842
CATHAY GENERAL BANCORP
CATY
0001577235
Tai Pin
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
CEO & President
Common Stock
868.26
I
By ESOP
Common Stock
2018-03-27
4
M
0
1298
0
A
33690
D
Restricted Stock Units
2018-03-27
4
M
0
1298
0
D
2018-03-27
Common Stock
1298
2595
D
Includes 4.856 shares acquired through dividend reinvestment year-to-date.
Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.
Reporting Person was granted 3,893 restricted stock units on March 27, 2017, with a vesting schedule of 3 annual equal installments beginning March 27, 2018, or earlier in the event of death, disability, retirement, or change in control.
/s/ Georgia Lo, attorney-in-fact
2018-03-29