0001437749-18-005812.txt : 20180329 0001437749-18-005812.hdr.sgml : 20180329 20180329132138 ACCESSION NUMBER: 0001437749-18-005812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180327 FILED AS OF DATE: 20180329 DATE AS OF CHANGE: 20180329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tai Pin CENTRAL INDEX KEY: 0001577235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 18722067 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml PIN TAI X0306 4 2018-03-27 0000861842 CATHAY GENERAL BANCORP CATY 0001577235 Tai Pin 777 NORTH BROADWAY LOS ANGELES CA 90012 1 CEO & President Common Stock 868.26 I By ESOP Common Stock 2018-03-27 4 M 0 1298 0 A 33690 D Restricted Stock Units 2018-03-27 4 M 0 1298 0 D 2018-03-27 Common Stock 1298 2595 D Includes 4.856 shares acquired through dividend reinvestment year-to-date. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Reporting Person was granted 3,893 restricted stock units on March 27, 2017, with a vesting schedule of 3 annual equal installments beginning March 27, 2018, or earlier in the event of death, disability, retirement, or change in control. /s/ Georgia Lo, attorney-in-fact 2018-03-29