0001437749-18-004541.txt : 20180313 0001437749-18-004541.hdr.sgml : 20180313 20180313181358 ACCESSION NUMBER: 0001437749-18-004541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN HENG W CENTRAL INDEX KEY: 0001207193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 18687808 MAIL ADDRESS: STREET 1: C/O CATHAY BANCORP, INC. STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml HENG CHEN X0306 4 2018-03-09 0000861842 CATHAY GENERAL BANCORP CATY 0001207193 CHEN HENG W 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP/CFO Common Stock 99018 D Restricted Stock Units 2018-03-09 4 A 0 964 0 A Common Stock 964 964 D Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. On March 9, 2018, the Issuer granted to the Reporting Person 964 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. /s/ Georgia Lo, attorney-in-fact 2018-03-13