0001437749-18-004419.txt : 20180312 0001437749-18-004419.hdr.sgml : 20180312 20180312162308 ACCESSION NUMBER: 0001437749-18-004419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180308 FILED AS OF DATE: 20180312 DATE AS OF CHANGE: 20180312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BINGHAM KIM R CENTRAL INDEX KEY: 0001301191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 18683664 MAIL ADDRESS: STREET 1: CATHAY BANK STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml KIM BINGHAM X0306 4 2018-03-08 0000861842 CATHAY GENERAL BANCORP CATY 0001301191 BINGHAM KIM R 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP - Chief Risk Officer Common Stock 2018-03-08 4 S 0 1000 43.40 D 25208 D Restricted Stock Units 2018-03-09 4 A 0 607 0 A Common Stock 607 607 D Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. On March 9, 2018, the Issuer granted to the Reporting Person 607 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. /s/ Georgia Lo, attorney-in-fact 2018-03-12