0001437749-18-003872.txt : 20180305
0001437749-18-003872.hdr.sgml : 20180305
20180305121521
ACCESSION NUMBER: 0001437749-18-003872
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180301
FILED AS OF DATE: 20180305
DATE AS OF CHANGE: 20180305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHENG DUNSON K
CENTRAL INDEX KEY: 0001185628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 18665004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
DUNSON CHENG
X0306
4
2018-03-01
0000861842
CATHAY GENERAL BANCORP
CATY
0001185628
CHENG DUNSON K
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
Executive Chairman
Common Stock
2018-03-01
4
M
0
27868
0
A
124992
D
Common Stock
2018-03-01
4
F
0
13818
41.22
D
111174
D
Common Stock
445577
I
Husband & Wife Trust
Common Stock
182452
I
Nonmarital Share Trust
Common Stock
102904
I
By ESOP
Restricted Stock Units
2018-03-01
4
A
0
6038
0
A
Common Stock
6038
6038
D
Restricted Stock Units
2018-03-01
4
M
0
23465
0
D
Common Stock
23465
0
D
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014.
Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting, subject to adjustment in accordance with the award agreement and the Cathay General Bancorp 2005 Incentive Plan, as amended and restated.
These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2019, or earlier in the event of death, disability, retirement, or change in control.
Of the previously reported target award of 23,465 shares of restricted stock unit, 110.641% of the target award was earned based upon the achievement of certain performance criteria.
Performance-based restricted stock units vested on December 31, 2017.
/s/ Georgia Lo, attorney-in-fact
2018-03-05