0001437749-18-003523.txt : 20180228 0001437749-18-003523.hdr.sgml : 20180228 20180228155505 ACCESSION NUMBER: 0001437749-18-003523 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WONG IRWIN CENTRAL INDEX KEY: 0001185635 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 18650967 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4/A 1 rdgdoc.xml IRWIN WONG X0306 4/A 2017-02-17 2017-02-22 0000861842 CATHAY GENERAL BANCORP CATY 0001185635 WONG IRWIN 777 NORTH BROADWAY LOS ANGELES CA 90012 1 SEVP, Chief Operating Officer Common Stock 2017-02-17 4 M 0 11010 0 A 40804.89 D Common Stock 2017-02-17 4 F 0 4247 39.42 D 36557.89 D Common Stock 2017-02-17 4 M 0 15057 0 A 51614.89 D Common Stock 2017-02-17 4 F 0 5761 39.42 D 45853.89 D Common Stock 17818.78 I By ESOP Restricted Stock Units 2017-02-17 4 M 0 9823 0 D Common Stock 9823 0 D Restricted Stock Units 2017-02-17 4 M 0 9523 0 D Common Stock 9523 0 D Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013. Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Of the previously reported target award of 9,823 shares of restricted stock unit, 106% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 9,523 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Performance-based restricted stock units vested on December 31, 2016. The Reporting Person files this amendment to his Form 4 originally filed with the SEC on February 22, 2017 (the "Original Filing"), solely to correct the transaction date for the transaction reported on the first line of Table I, which was inadvertently disclosed in the Original Filing as occurring on 2/17/2002 rather than 2/17/2017. /s/ Georgia Lo, attorney-in-fact 2018-02-28