0001437749-18-003523.txt : 20180228
0001437749-18-003523.hdr.sgml : 20180228
20180228155505
ACCESSION NUMBER: 0001437749-18-003523
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170217
FILED AS OF DATE: 20180228
DATE AS OF CHANGE: 20180228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WONG IRWIN
CENTRAL INDEX KEY: 0001185635
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 18650967
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4/A
1
rdgdoc.xml
IRWIN WONG
X0306
4/A
2017-02-17
2017-02-22
0000861842
CATHAY GENERAL BANCORP
CATY
0001185635
WONG IRWIN
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
SEVP, Chief Operating Officer
Common Stock
2017-02-17
4
M
0
11010
0
A
40804.89
D
Common Stock
2017-02-17
4
F
0
4247
39.42
D
36557.89
D
Common Stock
2017-02-17
4
M
0
15057
0
A
51614.89
D
Common Stock
2017-02-17
4
F
0
5761
39.42
D
45853.89
D
Common Stock
17818.78
I
By ESOP
Restricted Stock Units
2017-02-17
4
M
0
9823
0
D
Common Stock
9823
0
D
Restricted Stock Units
2017-02-17
4
M
0
9523
0
D
Common Stock
9523
0
D
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013.
Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
Of the previously reported target award of 9,823 shares of restricted stock unit, 106% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 9,523 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Performance-based restricted stock units vested on December 31, 2016.
The Reporting Person files this amendment to his Form 4 originally filed with the SEC on February 22, 2017 (the "Original Filing"), solely to correct the transaction date for the transaction reported on the first line of Table I, which was inadvertently disclosed in the Original Filing as occurring on 2/17/2002 rather than 2/17/2017.
/s/ Georgia Lo, attorney-in-fact
2018-02-28