0001437749-18-002898.txt : 20180220 0001437749-18-002898.hdr.sgml : 20180220 20180220204041 ACCESSION NUMBER: 0001437749-18-002898 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAN KELLY L CENTRAL INDEX KEY: 0001185626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 18626777 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml KELLY CHAN X0306 4 2018-02-15 0000861842 CATHAY GENERAL BANCORP CATY 0001185626 CHAN KELLY L 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 2018-02-15 4 M 0 3500 23.37 A 92280 D Common Stock 10557 I By spouse Common Stock 64473 I Living Trust Common Stock 30096 I Partner - Chansons Properties Common Stock 200000 I Trustee - WHFC Trust Stock Option 23.37 2018-02-15 4 M 0 3500 0 D 2009-02-21 2018-02-21 Common Stock 3500 0 D The option is fully exercisable. /s/ Georgia Lo, attorney-in-fact 2018-02-20