0001437749-18-001542.txt : 20180202 0001437749-18-001542.hdr.sgml : 20180202 20180202125755 ACCESSION NUMBER: 0001437749-18-001542 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180122 FILED AS OF DATE: 20180202 DATE AS OF CHANGE: 20180202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIU TING Y CENTRAL INDEX KEY: 0001186009 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 18569640 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4/A 1 rdgdoc.xml TING LIU X0306 4/A 2018-01-22 2018-01-23 0000861842 CATHAY GENERAL BANCORP CATY 0001186009 LIU TING Y 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 2018-01-22 4 M 0 3500 23.37 A 20449 D Common Stock 353664 I Family Trust Stock Option 23.37 2018-01-22 4 M 0 3500 0 D 2009-02-21 2018-02-21 Common Stock 3500 0 D The option is fully exercisable. The purpose of this amendment to the Form 4 filed by the Reporting Person on January 23, 2018 is to disclose the purchase price for the shares of the Issuer's common stock acquired by the Reporting Person as a result of the Reporting Person's exercise of stock options on January 22, 2018. Although the exercise price (which is equal to the purchase price) was disclosed in the original filing, the purchase price was inadvertently omitted. Price of the shares acquired should be $23.37. /s/ Georgia Lo, attorney-in-fact 2018-02-02