0001437749-18-001542.txt : 20180202
0001437749-18-001542.hdr.sgml : 20180202
20180202125755
ACCESSION NUMBER: 0001437749-18-001542
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180122
FILED AS OF DATE: 20180202
DATE AS OF CHANGE: 20180202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIU TING Y
CENTRAL INDEX KEY: 0001186009
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 18569640
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4/A
1
rdgdoc.xml
TING LIU
X0306
4/A
2018-01-22
2018-01-23
0000861842
CATHAY GENERAL BANCORP
CATY
0001186009
LIU TING Y
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
Common Stock
2018-01-22
4
M
0
3500
23.37
A
20449
D
Common Stock
353664
I
Family Trust
Stock Option
23.37
2018-01-22
4
M
0
3500
0
D
2009-02-21
2018-02-21
Common Stock
3500
0
D
The option is fully exercisable.
The purpose of this amendment to the Form 4 filed by the Reporting Person on January 23, 2018 is to disclose the purchase price for the shares of the Issuer's common stock acquired by the Reporting Person as a result of the Reporting Person's exercise of stock options on January 22, 2018. Although the exercise price (which is equal to the purchase price) was disclosed in the original filing, the purchase price was inadvertently omitted. Price of the shares acquired should be $23.37.
/s/ Georgia Lo, attorney-in-fact
2018-02-02