0001437749-18-001516.txt : 20180201 0001437749-18-001516.hdr.sgml : 20180201 20180201203800 ACCESSION NUMBER: 0001437749-18-001516 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180201 DATE AS OF CHANGE: 20180201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WONG IRWIN CENTRAL INDEX KEY: 0001185635 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 18568396 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 rdgdoc.xml IRWIN WONG X0306 5 2017-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185635 WONG IRWIN 777 NORTH BROADWAY LOS ANGELES CA 90012 1 SEVP, Chief Operating Officer Common Stock 2017-03-10 5 J 0 30.458 38.52 A 36329.84 D Common Stock 2017-06-12 5 J 0 30.136 39.145 A 36329.84 D Common Stock 2017-09-11 5 J 0 33.439 35.4663 A 36329.84 D Common Stock 2017-12-11 5 J 0 31.911 42.725 A 36329.84 D Common Stock 2017-03-14 5 J 0 95.628 39.044 A 18217.05 I By ESOP Common Stock 2017-06-15 5 J 0 97.264 38.588 A 18217.05 I By ESOP Common Stock 2017-09-15 5 J 0 103.519 36.4816 A 18217.05 I By ESOP Common Stock 2017-12-15 5 J 0 101.857 42.6611 A 18217.05 I By ESOP Dividend Reinvestment. ESOP DR earnings allocation. /s/ Georgia Lo, attorney-in-fact 2018-02-01