0001437749-18-000949.txt : 20180122 0001437749-18-000949.hdr.sgml : 20180122 20180122211211 ACCESSION NUMBER: 0001437749-18-000949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180119 FILED AS OF DATE: 20180122 DATE AS OF CHANGE: 20180122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POON JOSEPH C H CENTRAL INDEX KEY: 0001185632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 18540891 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml JOSEPH POON X0306 4 2018-01-19 0000861842 CATHAY GENERAL BANCORP CATY 0001185632 POON JOSEPH C H 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 2018-01-19 4 M 0 3500 23.37 A 11685 D Common Stock 46440 I Family Trust Stock Option 23.37 2018-01-19 4 M 0 3500 0 D 2009-02-21 2018-02-21 Common Stock 3500 0 D The option is fully exercisable. /s/ Georgia Lo, attorney-in-fact 2018-01-22