0001437749-18-000198.txt : 20180103 0001437749-18-000198.hdr.sgml : 20180103 20180103185743 ACCESSION NUMBER: 0001437749-18-000198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180103 DATE AS OF CHANGE: 20180103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chow Donald Sang CENTRAL INDEX KEY: 0001235501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 18507691 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 FORMER NAME: FORMER CONFORMED NAME: CHOW DONALD SANG DATE OF NAME CHANGE: 20030523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml DONALD CHOW X0306 4 2018-01-02 1 0000861842 CATHAY GENERAL BANCORP CATY 0001235501 Chow Donald Sang 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP Common Stock 2018-01-02 4 M 0 9921 0 A 25969 D Common Stock 2018-01-02 4 F 0 3902 42.64 D 22067 D Restricted Stock Units 2018-01-02 4 M 0 6173 0 D Common Stock 6173 0 D Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Of this previously reported target award of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Performance-based restricted stock units vested on December 31, 2017. /s/ Georgia Lo, attorney-in-fact 2018-01-03