0001437749-17-004053.txt : 20170308 0001437749-17-004053.hdr.sgml : 20170308 20170308192455 ACCESSION NUMBER: 0001437749-17-004053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170307 FILED AS OF DATE: 20170308 DATE AS OF CHANGE: 20170308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE PATRICK CENTRAL INDEX KEY: 0001185631 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 17676422 4 1 rdgdoc.xml FORM 4 X0306 4 2017-03-07 0000861842 CATHAY GENERAL BANCORP CATY 0001185631 LEE PATRICK 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 2017-03-07 4 M 0 3500 23.37 A 3500 D Common Stock 2017-03-07 4 S 0 3500 39.174 D 0 D Common Stock 225899 I Family Trust Stock Option 23.37 2017-03-07 4 M 0 3500 0 D 2009-02-21 2018-02-21 Common Stock 3500 0 D The option is fully exercisable. /s/ Monica Chen, attorney-in-fact 2017-03-08