0001437749-17-002983.txt : 20170222
0001437749-17-002983.hdr.sgml : 20170222
20170222161736
ACCESSION NUMBER: 0001437749-17-002983
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170217
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHENG DUNSON K
CENTRAL INDEX KEY: 0001185628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 17628603
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-02-17
0000861842
CATHAY GENERAL BANCORP
CATY
0001185628
CHENG DUNSON K
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
Executive Chairman
Common Stock
2017-02-17
4
M
0
44040
0
A
264072
D
Common Stock
2017-02-17
4
F
0
19312
39.42
D
244760
D
Common Stock
2017-02-17
4
M
0
60233
0
A
304993
D
Common Stock
2017-02-17
4
F
0
31430
39.42
D
273563
D
Common Stock
445577
I
Husband & Wife Trust
Common Stock
182452
I
Nonmarital Share Trust
Common Stock
102904
I
B ESOP
Restricted Stock Unit
2017-02-17
4
M
0
39292
0
D
Common Stock
39292
0
D
Restricted Stock Unit
2017-02-17
4
M
0
38095
0
D
Common Stock
38095
0
D
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013.
Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
Of the previously reported target award of 39,292 shares of restricted stock unit, 106% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 38,095 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Performance-based restricted stock units vested on December 31, 2016.
/s/ Monica Chen, attorney-in-fact
2017-02-22