0001437749-17-002982.txt : 20170222 0001437749-17-002982.hdr.sgml : 20170222 20170222161714 ACCESSION NUMBER: 0001437749-17-002982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WU PETER CENTRAL INDEX KEY: 0001186026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 17628592 4 1 rdgdoc.xml FORM 4 X0306 4 2017-02-17 0000861842 CATHAY GENERAL BANCORP CATY 0001186026 WU PETER 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 Vice Chairman Common Stock 2017-02-17 4 M 0 19817 0 A 32793 D Common Stock 2017-02-17 4 F 0 7593 39.42 D 25200 D Common Stock 2017-02-17 4 M 0 27104 0 A 52304 D Common Stock 2017-02-17 4 F 0 13333 39.42 D 38971 D Common Stock 772799 I By PACJU LLC Common Stock 30194 I Wu Family Trust Restricted Stock Unit 2017-02-17 4 M 0 17681 0 D Common Stock 17681 0 D Restricted Stock Unit 2017-02-17 4 M 0 17142 0 D Common Stock 17142 0 D Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013. Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Of the previously reported target award of 17,681 shares of restricted stock unit, 106% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 17,142 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Performance-based restricted stock units vested on December 31, 2016. /s/ Monica Chen, attorney-in-fact 2017-02-22