0001437749-17-002513.txt : 20170214 0001437749-17-002513.hdr.sgml : 20170214 20170214195035 ACCESSION NUMBER: 0001437749-17-002513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170210 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG ANTHONY M CENTRAL INDEX KEY: 0001185633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 17612394 4 1 rdgdoc.xml FORM 4 X0306 4 2017-02-10 0000861842 CATHAY GENERAL BANCORP CATY 0001185633 TANG ANTHONY M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 Vice Chairman Common Stock 2017-02-10 4 S 0 10000 38.25 D 340000 D Common Stock 2017-02-13 4 S 0 25000 38.6317 D 315000 D Common Stock 2017-02-14 4 S 0 15000 38.89680 D 300000 D Common Stock 279498.38 I By spouse Common Stock 94503.21 I By ESOP Common Stock 350000 I YFO Investments, spouse is a beneficiary Shares sold as filed under Form 144 on November 22, 2016. /s/ Monica Chen, attorney-in-fact 2017-02-14