0001437749-17-002053.txt : 20170209 0001437749-17-002053.hdr.sgml : 20170209 20170209173746 ACCESSION NUMBER: 0001437749-17-002053 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WONG IRWIN CENTRAL INDEX KEY: 0001185635 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 17588711 5 1 rdgdoc.xml FORM 5 X0306 5 2016-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185635 WONG IRWIN 777 NORTH BROADWAY LOS ANGELES CA 90012 1 SEVP, Chief Operating Officer Common Stock 2016-03-11 5 J 0 34.5010 28.465 A 29794.89 D Common Stock 2016-06-13 5 J 0 33.547 29.46 A 29794.89 D Common Stock 2016-09-12 5 J 0 31.916 31.155 A 29794.89 D Common Stock 2016-12-12 5 J 0 30.981 37.66 A 29794.89 D Common Stock 2016-12-31 5 J 0 423.42 38.03 A 17818.78 I By ESOP Dividend Reinvestment. ESOP DR earnings allocation. /s/ Monica Chen, attorney-in-fact 2017-02-09