0001437749-16-043984.txt : 20161230
0001437749-16-043984.hdr.sgml : 20161230
20161230164743
ACCESSION NUMBER: 0001437749-16-043984
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161229
FILED AS OF DATE: 20161230
DATE AS OF CHANGE: 20161230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHAN KELLY L
CENTRAL INDEX KEY: 0001185626
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 162077921
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-12-29
0000861842
CATHAY GENERAL BANCORP
CATY
0001185626
CHAN KELLY L
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
Common Stock
2016-12-29
4
G
0
300
0
D
89680
D
Common Stock
9800
I
By spouse
Common Stock
63073
I
Living Trust
Common Stock
0
I
As custodian for son
Common Stock
30096
I
Partner - Chansons Properties
Common Stock
200000
I
Trustee - WHFC Trust
1,782 shares were transferred to Living Trust on 5/12/16 as indirect ownership.
The reporting person is no longer the beneficial owner of the 13,390 shares since the son had reached the age of legal majority.
/s/ Monica Chen, attorney-in-fact
2016-12-30