0001437749-16-043984.txt : 20161230 0001437749-16-043984.hdr.sgml : 20161230 20161230164743 ACCESSION NUMBER: 0001437749-16-043984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161229 FILED AS OF DATE: 20161230 DATE AS OF CHANGE: 20161230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAN KELLY L CENTRAL INDEX KEY: 0001185626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 162077921 4 1 rdgdoc.xml FORM 4 X0306 4 2016-12-29 0000861842 CATHAY GENERAL BANCORP CATY 0001185626 CHAN KELLY L 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 2016-12-29 4 G 0 300 0 D 89680 D Common Stock 9800 I By spouse Common Stock 63073 I Living Trust Common Stock 0 I As custodian for son Common Stock 30096 I Partner - Chansons Properties Common Stock 200000 I Trustee - WHFC Trust 1,782 shares were transferred to Living Trust on 5/12/16 as indirect ownership. The reporting person is no longer the beneficial owner of the 13,390 shares since the son had reached the age of legal majority. /s/ Monica Chen, attorney-in-fact 2016-12-30