0001437749-16-043530.txt : 20161219
0001437749-16-043530.hdr.sgml : 20161219
20161219190008
ACCESSION NUMBER: 0001437749-16-043530
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161215
FILED AS OF DATE: 20161219
DATE AS OF CHANGE: 20161219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tai Pin
CENTRAL INDEX KEY: 0001577235
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 162059995
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
4
1
rdgdoc.xml
FORM 4_PIN TAI
X0306
4
2016-12-15
0000861842
CATHAY GENERAL BANCORP
CATY
0001577235
Tai Pin
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
CEO & President
Common Stock
1902
D
Common Stock
831.03
I
By ESOP
Restricted Stock Units
2016-12-15
4
A
0
19946
A
Common Stock
19946
19946
D
Restricted Stock Units
2016-12-15
4
A
0
10384
A
Common Stock
10384
10384
D
Restricted Stock Units
2016-12-15
4
A
0
9973
A
Common Stock
9973
9973
D
Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
These restricted stock units are scheduled to vest in a single installment on December 31, 2019, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2018 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.
/s/ Pin Tai
2016-12-19