0001437749-16-042823.txt : 20161201
0001437749-16-042823.hdr.sgml : 20161201
20161201185317
ACCESSION NUMBER: 0001437749-16-042823
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161129
FILED AS OF DATE: 20161201
DATE AS OF CHANGE: 20161201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHENG DUNSON K
CENTRAL INDEX KEY: 0001185628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 162029452
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-11-29
0000861842
CATHAY GENERAL BANCORP
CATY
0001185628
CHENG DUNSON K
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
Executive Chairman
Common Stock
2016-11-29
4
M
0
30000
23.37
A
273907
D
Common Stock
2016-11-29
4
S
0
30000
35.3773
D
243907
D
Common Stock
2016-11-30
4
M
0
10000
23.37
A
253907
D
Common Stock
2016-11-30
4
S
0
10000
35.3242
D
243907
D
Common Stock
2016-12-01
4
M
0
20000
23.37
A
263907
D
Common Stock
2016-12-01
4
S
0
20000
35.5094
D
243907
D
Common Stock
445577
I
Husband & Wife Trust
Common Stock
182452
I
Nonmarital Share Trust
Common Stock
102904
I
By ESOP
Stock Option
23.37
2016-11-29
4
M
0
30000
0
D
2009-02-21
2018-02-21
Common Stock
30000
50000
D
Stock Option
23.37
2016-11-30
4
M
0
10000
0
D
2009-02-21
2018-02-21
Common Stock
10000
40000
D
Stock Option
23.37
2016-12-01
4
M
0
20000
0
D
2009-02-21
2018-02-21
Common Stock
20000
20000
D
The option is fully exercisable.
/s/ Monica Chen, attorney-in-fact
2016-12-01