0001437749-16-042688.txt : 20161128
0001437749-16-042688.hdr.sgml : 20161128
20161128190432
ACCESSION NUMBER: 0001437749-16-042688
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161123
FILED AS OF DATE: 20161128
DATE AS OF CHANGE: 20161128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHENG DUNSON K
CENTRAL INDEX KEY: 0001185628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 162021017
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-11-23
0000861842
CATHAY GENERAL BANCORP
CATY
0001185628
CHENG DUNSON K
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
Executive Chairman
Common Stock
2016-11-23
4
M
0
50000
23.37
A
293907
D
Common Stock
2016-11-23
4
S
0
50000
35.872
D
243907
D
Common Stock
2016-11-25
4
M
0
24970
23.37
A
268877
D
Common Stock
2016-11-25
4
S
0
24970
36.2093
D
243907
D
Common Stock
2016-11-28
4
M
0
20000
23.37
A
263907
D
Common Stock
2016-11-28
4
S
0
20000
35.8236
D
243907
D
Common Stock
445577
I
Husband & Wife Trust
Common Stock
182452
I
Nonmarital Share Trust
Common Stock
102904
I
By ESOP
Stock Option
23.37
2016-11-23
4
M
0
50000
0
D
2009-02-21
2018-02-21
Common Stock
50000
124970
D
Stock Option
23.37
2016-11-25
4
M
0
24970
0
D
2009-02-21
2018-02-21
Common Stock
24970
100000
D
Stock Option
23.37
2016-11-28
4
M
0
20000
0
D
2009-02-21
2018-02-21
Common Stock
20000
80000
D
The option is fully exercisable.
/s/ Monica Chen, attorney-in-fact
2016-11-28