0001437749-16-042277.txt : 20161116 0001437749-16-042277.hdr.sgml : 20161116 20161116182708 ACCESSION NUMBER: 0001437749-16-042277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN HENG W CENTRAL INDEX KEY: 0001207193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 162003457 MAIL ADDRESS: STREET 1: C/O CATHAY BANCORP, INC. STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 rdgdoc.xml FORM 4 X0306 4 2016-11-14 0000861842 CATHAY GENERAL BANCORP CATY 0001207193 CHEN HENG W 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP/CFO Common Stock 2016-11-14 4 M 0 12000 23.37 A 73940.37 D Common Stock 2016-11-14 4 S 0 12000 35.1891 D 61940.37 D Common Stock 2016-11-15 4 M 0 22000 23.37 A 83940.37 D Common Stock 2016-11-15 4 S 0 22000 35.2352 D 61940.37 D Common Stock 2016-11-16 4 M 0 10000 23.37 A 71940.37 D Common Stock 2016-11-16 4 S 0 10000 35.0418 D 61940.37 D Stock Option 23.37 2016-11-14 4 M 0 12000 0 D 2009-02-21 2018-02-21 Common Stock 12000 32000 D Stock Option 23.37 2016-11-15 4 M 0 22000 0 D 2009-02-21 2018-02-21 Common Stock 22000 10000 D Stock Option 23.37 2016-11-16 4 M 0 10000 0 D 2009-02-21 2018-02-21 Common Stock 10000 0 D Includes 188.71 shares acquired through dividend reinvestment year-to-date The option is fully exercisable. /s/ Monica Chen, attorney-in-fact 2016-11-16