0001437749-16-042277.txt : 20161116
0001437749-16-042277.hdr.sgml : 20161116
20161116182708
ACCESSION NUMBER: 0001437749-16-042277
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161114
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHEN HENG W
CENTRAL INDEX KEY: 0001207193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 162003457
MAIL ADDRESS:
STREET 1: C/O CATHAY BANCORP, INC.
STREET 2: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-11-14
0000861842
CATHAY GENERAL BANCORP
CATY
0001207193
CHEN HENG W
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP/CFO
Common Stock
2016-11-14
4
M
0
12000
23.37
A
73940.37
D
Common Stock
2016-11-14
4
S
0
12000
35.1891
D
61940.37
D
Common Stock
2016-11-15
4
M
0
22000
23.37
A
83940.37
D
Common Stock
2016-11-15
4
S
0
22000
35.2352
D
61940.37
D
Common Stock
2016-11-16
4
M
0
10000
23.37
A
71940.37
D
Common Stock
2016-11-16
4
S
0
10000
35.0418
D
61940.37
D
Stock Option
23.37
2016-11-14
4
M
0
12000
0
D
2009-02-21
2018-02-21
Common Stock
12000
32000
D
Stock Option
23.37
2016-11-15
4
M
0
22000
0
D
2009-02-21
2018-02-21
Common Stock
22000
10000
D
Stock Option
23.37
2016-11-16
4
M
0
10000
0
D
2009-02-21
2018-02-21
Common Stock
10000
0
D
Includes 188.71 shares acquired through dividend reinvestment year-to-date
The option is fully exercisable.
/s/ Monica Chen, attorney-in-fact
2016-11-16