0001437749-16-038276.txt : 20160901
0001437749-16-038276.hdr.sgml : 20160901
20160901134059
ACCESSION NUMBER: 0001437749-16-038276
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160830
FILED AS OF DATE: 20160901
DATE AS OF CHANGE: 20160901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WU PETER
CENTRAL INDEX KEY: 0001186026
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 161865317
4/A
1
rdgdoc.xml
FORM 4/A
X0306
4/A
2016-08-30
2016-09-01
0000861842
CATHAY GENERAL BANCORP
CATY
0001186026
WU PETER
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
Vice Chairman
Common Stock
2016-08-30
4
S
0
30000
31.30140
D
822799
I
PACJU LLC
Common Stock
12976
D
Common Stock
30194
I
Wu Family Trust
a Delaware limited liability company of which the Wu Family Trust serves as Manager and hold a 51.5% interest, with the reporting person and his spouse each holding a 5% ownership interest in PACJU in their own names. The balance of the interests in PACJU will be held by the reporting person's adult children, none of whom shares a household with the reporting person. The reporting person disclaims beneficial ownership of CATY Stock held by PACJU except the extent of his pecuniary interest therein.
1,782 shares were transferred to Wu Family Trust as indirect ownership on 4/27/16.
/s/ Monica Chen, attorney-in-fact
2016-09-01