0001437749-16-027862.txt : 20160316 0001437749-16-027862.hdr.sgml : 20160316 20160316192934 ACCESSION NUMBER: 0001437749-16-027862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160314 FILED AS OF DATE: 20160316 DATE AS OF CHANGE: 20160316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BINGHAM KIM R CENTRAL INDEX KEY: 0001301191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 161510943 MAIL ADDRESS: STREET 1: CATHAY BANK STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 rdgdoc.xml FORM 4 X0306 4 2016-03-14 0000861842 CATHAY GENERAL BANCORP CATY 0001301191 BINGHAM KIM R 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP - Chief Risk Officer Common Stock 2016-03-14 4 M 0 2035 0 A 14649 D Common Stock 2016-03-14 4 F 0 886 28.47 D 13763 D Restricted Stock Unit 0 2016-03-14 4 M 0 2035 0 D Common Stock 2035 0 D Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. The reporting person previously reported the award of 2,035 shares of restricted stock units on Form 4 filed March 17, 2014. All of these restricted stock units vested on March 14, 2016. /s/ Monica Chen, attorney-in-fact 2016-03-16