0001437749-16-027860.txt : 20160316 0001437749-16-027860.hdr.sgml : 20160316 20160316192914 ACCESSION NUMBER: 0001437749-16-027860 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160314 FILED AS OF DATE: 20160316 DATE AS OF CHANGE: 20160316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tai Pin CENTRAL INDEX KEY: 0001577235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 161510940 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 4 1 rdgdoc.xml FORM 4 X0306 4 2016-03-14 0000861842 CATHAY GENERAL BANCORP CATY 0001577235 Tai Pin 777 NORTH BROADWAY LOS ANGELES CA 90012 1 President, Cathay Bank Common Stock 2016-03-14 4 M 0 1095 0 A 1902 D Common Stock 825.89 I By ESOP Restricted Stock Units 0 2016-03-14 4 M 0 1095 0 D Common Stock 1095 0 D Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer The reporting person previously reported the award of 1,095 shares of restricted stock units on Form 4 filed March 17, 2014. All of these restricted stock units vested on March 14, 2016. /s/ Monica Chen, attorney-in-fact 2016-03-16