0001437749-15-010690.txt : 20150520 0001437749-15-010690.hdr.sgml : 20150520 20150520142135 ACCESSION NUMBER: 0001437749-15-010690 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150518 FILED AS OF DATE: 20150520 DATE AS OF CHANGE: 20150520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tai Pin CENTRAL INDEX KEY: 0001577235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 15879146 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 4 1 rdgdoc.xml FORM 4 X0306 4 2015-05-18 0000861842 CATHAY GENERAL BANCORP CATY 0001577235 Tai Pin 777 NORTH BROADWAY LOS ANGELES CA 90012 1 President, Cathay Bank Common Stock 2015-05-18 4 M 0 1454 0 A 2354 D Common Stock 2015-05-18 4 F 0 547 30.22 D 1807 D Common Stock 800.73 I By ESOP Restricted Stock Unit 0 2015-05-18 4 M 0 1454 0 D Common Stock 1454 0 D Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II. Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. The reporting person previously reported the award of 1,454 shares of restricted stock units on Form 3A filed September 24, 2013. All of these restricted stock units vested on May 18, 2015. /s/ Monica Chen, Attorney-in-Fact 2015-05-20