0001437749-14-022527.txt : 20141223 0001437749-14-022527.hdr.sgml : 20141223 20141223145205 ACCESSION NUMBER: 0001437749-14-022527 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141222 FILED AS OF DATE: 20141223 DATE AS OF CHANGE: 20141223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN HENG W CENTRAL INDEX KEY: 0001207193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 141306364 MAIL ADDRESS: STREET 1: C/O CATHAY BANCORP, INC. STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 rdgdoc.xml FORM 4 X0306 4 2014-12-22 0000861842 CATHAY GENERAL BANCORP CATY 0001207193 CHEN HENG W 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP/CFO Common Stock 2014-12-22 4 M 0 7988 A 63696.48 D Common Stock 2014-12-22 4 F 0 3002 25.33 D 60694.48 D Restricted Stock Units 2014-12-22 4 M 0 7988 D Common Stock 7988 0 D Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Includes 120.50 shares acquired through dividend reinvest year-to-date. The reporting person previously reported the award of 7,988 shares of restricted stock units on Form 4 filed December 21, 2012. All of these restricted stock units vested on December 22, 2014. /s/ Monica Chen, attorney-in-fact 2014-12-23