0001437749-14-022524.txt : 20141223 0001437749-14-022524.hdr.sgml : 20141223 20141223145020 ACCESSION NUMBER: 0001437749-14-022524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141222 FILED AS OF DATE: 20141223 DATE AS OF CHANGE: 20141223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 141306355 4 1 rdgdoc.xml FORM 4 X0306 4 2014-12-22 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 Chairman, President, & CEO Common Stock 2014-12-22 4 M 0 30481 0 A 247755 D Common Stock 2014-12-22 4 F 0 3848 25.33 D 243907 D Common Stock 445577 I Husband & Wife Trust Common Stock 182452 I Nonmarital Shares Trust Common Stock 102838 I By ESOP Restricted Stock Unit 2014-12-22 4 M 0 30481 D Common Stock 30481 0 D Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. The reporting person previously reported the award of 30,481 shares of restricted stock units on Form 4 filed December 21, 2012. All of these restricted stock units vested on December 22, 2014. /s/ Monica Chen, attorney-in-fact 2014-12-23