0001262063-14-000066.txt : 20140512 0001262063-14-000066.hdr.sgml : 20140512 20140512145858 ACCESSION NUMBER: 0001262063-14-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140508 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BINGHAM KIM R CENTRAL INDEX KEY: 0001301191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 14833097 MAIL ADDRESS: STREET 1: CATHAY BANK STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-05-08 0000861842 CATHAY GENERAL BANCORP CATY 0001301191 BINGHAM KIM R 777 NORTH BROADWAY LOS ANGELES CA 90012 0 1 0 0 EVP - Chief Risk Officer Common Stock 2014-05-08 4 M 0 3451 0 A 11934 D Common Stock 2014-05-08 4 F 0 1278 23.43 D 10656 D Restricted Stock Unit 0 2014-05-08 4 M 0 3451 0 D Common Stock 3451 0 D Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II. Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. The reporting person previously reported the award of 3,451 shares of restricted stock units on Form 4 filed May 10, 2012. All of these restricted stock units vested on May 8, 2014. Monica Chen, attorney-in-fact 2014-05-12