0001262063-14-000065.txt : 20140512 0001262063-14-000065.hdr.sgml : 20140512 20140512145654 ACCESSION NUMBER: 0001262063-14-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140508 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tai Pin CENTRAL INDEX KEY: 0001577235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 14833083 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-05-08 0000861842 CATHAY GENERAL BANCORP CATY 0001577235 Tai Pin CATHAY GENERAL BANCORP 9650 FLAIR DRIVE EL MONTE CA 91731 0 1 0 0 EVP, CLO, Cathay Bank Common Stock 2014-05-08 4 M 0 3084 0 A 7855 D Common Stock 789.25 I ESOP Restricted Stock Units 0 2014-05-08 4 M 0 3084 0 D Common Stock 3084 0 D Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II. Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. The reporting person previously reported the award of 3,084 shares of restricted stock units on Form 4 filed May 10, 2012. All of these restricted stock units vested on May 8, 2014. Monica Chen, attorney-in-fact 2014-05-12